Our firm of Dougherty & Associates, LLC has no financial alliances. However, our long-term experience in the industry has allowed us to work and become familiar with several other professional firms to whom we may refer clients, but we usually provide several options from which the client may choose.
Common Referral Areas
We often refer clients out to the following professions if requested by the client.
- CPAs for complex tax preparation tasks
- Real Estate Professionals
Dougherty & Associates, LLC utilizes the brokerage firm TD Ameritrade as its custodian for the securities we manage for clients. We receive no fees for this. TD Ameritrade monitors that our state registrations are current and in good standing. At any time, the client may contact TD Ameritrade to direct them to terminate authorization our firm has to manage their account.