Investment Management

As stated elsewhere in this website, our firm utilizes the custodial services of TD Ameritrade.  TD Ameritrade is a world leading securities broker.  They allow us to manage the client's account with the greatest of flexibility and a wide offering of investment choices, including:

  • Stocks
  • Mutual Funds
  • Bonds
  • Exchange Traded Funds
  • Money Market Funds
  • Bank CDs

And, because we operate as fee-only investment managers, our goal is to find the best investment for our clients.  If mutual funds are appropriate for the client, we choose from no-load, low cost funds from such fund families as Vanguard and Fidelity.

Dougherty & Associates monitors investment movement for all of its securities on a regular basis, usually weekly.

TD Ameritrade offers monthly comprehensive account statements, either by regular mail, or by email.  The client may also sign up for online services where they can monitor their own accounts 24 hours a day.